-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WNovkSQgY/0WDPt4fh0LAjya7xne90AekT6iQZEhAAdmpCoE1gLW3tqMDKOdfHPd QLexuFFaZu7MnEDRChq+Ig== 0000914630-98-000005.txt : 19980820 0000914630-98-000005.hdr.sgml : 19980820 ACCESSION NUMBER: 0000914630-98-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980819 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PERVASIVE SOFTWARE INC CENTRAL INDEX KEY: 0001042821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742693793 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53293 FILM NUMBER: 98694227 BUSINESS ADDRESS: STREET 1: 8834 CAPITAL OF TEXAS HWY CITY: AUSTIN STATE: TX ZIP: 78719 BUSINESS PHONE: 5127941719 MAIL ADDRESS: STREET 1: 8834 CAPITAL OF TEXAS HGWY CITY: AUSTIN STATE: TX ZIP: 78719 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHUPF PAUL JACQUES /ADV CENTRAL INDEX KEY: 0000914630 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 103307814 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 27 PAYNE ST CITY: HAMILTON STATE: NY ZIP: 13346 BUSINESS PHONE: 3158241666 MAIL ADDRESS: STREET 1: 27 PAYNE STREET CITY: HAMILTON STATE: NY ZIP: 13346 FORMER COMPANY: FORMER CONFORMED NAME: SCHUPF PAUL JACQUES /ADV DATE OF NAME CHANGE: 19980318 SC 13G/A 1 SCHEDULE 13G 6/30/98 PERVASIVE SOFTWARE CUSIP # 715710109 AMENDMENT CUSIP #715710109 ITEM 1: REPORTING PERSONS PAUL J. SCHUPF ASSOCIATES (TAX ID ####-##-####) ITEM 4: CITIZENSHIP USA ITEM 5: SOLE VOTING POWER 1,283,400 ITEM 6: SHARED VOTING POWER 0 ITEM 7: SOLE DISPOSITIVE POWER 1,283,400 ITEM 9: AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,283,400 ITEM 11: PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 8.4% ITEM 12: TYPE OF REPORTING PERSON 1A NAME OF ISSUER PERVASIVE SOFTWARE INC. ITEM 1B: 8834 CAPITAL OF TEXAS AUSTIN, TX 78759 ITEM 2A: NAME OF PERSON FILING PAUL J. SCHUPF ASSOCIATES ITEM 2B: ADDRESS OF PRINCIPAL BUSINESS OFFICE PO BOX 179, 27 PAYNE STREET HAMILTON, NY 13346 ITEM 2C: CITIZENSHIP USA ITEM 2D: TITLE OF CLASS OF SECURITIES COMMON STOCK ITEM 2E: CUSIP NUMBER 715710109 ITEM 3: IF THIS STATEMENTIF FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) CHECK WHETHER THE PERSON FILING IS A: (e) ( INVESTMENT ADVISER REGISTERED UNDER SECTION 203 OF THE INVESTMENT ADVISORS ACT OF 1940 ITEM 4: OWNERSHIP ITEM 4A: AMOUNT BENEFICIALLY OWNED: 1,283,400 SHARES ITEM 4B: PERCENT OF CLASS: 8.4% ITEM 4C: NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 1,283,400 ITEM 5: OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS NOT APPLICABLE ITEM 10: CERTIFICATION: BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SEVCURITIES REFERRED TO ABOVE WERE ACQUIRED IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSES OR EFFECT. SIGNATURE: AFTER REASONABLE INQUIRY AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, I CERTIFY THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE , COMPLETE AND CORRECT. DATE: AUGUST 17, 1998 SIGNATURE: /s/ PAUL J. SCHUPF NAME: PAUL J. SCHUPF -----END PRIVACY-ENHANCED MESSAGE-----